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Sun to countersue Net Apps

Patents nuclear option
Thursday, 25 October 2007, 04:55

IN HIS BOG, Sun's CEO Jonathan Schwartz has announced that Sun Microsystems will file a patents countersuit against Network Appliance later this week.

NetApp had filed a lawsuit against Sun in early September alleging patent infringement by Sun's Zettabyte File System (ZFS). In 2004, StorageTek had claimed patent infringement by NetApp, but never got around to suing NetApp before Sun bought StorageTek in 2005. In its complaint, NetApp used that unresolved patent dispute as its excuse for suing Sun over ZFS.

Sun's ZFS enables inexpensive, commodity disk arrays and servers to replace expensive, proprietary data storage systems. This greatly reduces storage system hardware costs and administrative complexity for users, threatening the business models of Network Appliance and other storage system vendors. What was worse, from their perspective, was that Sun released ZFS as open source, making it available at zero cost to other vendors, like Apple.

According to Schwartz, Sun attempted to avoid litigation with NetApp over ZFS, to no avail. NetApp wanted Sun to "unfree" ZFS, that is, take it proprietary again. NetApp didn't realize that's impossible: once the open source cat's out of the bag, it's out. NetApp also wanted Sun to prohibit the use of ZFS in storage systems, but Sun doesn't see any real difference between a general purpose server with lots of disk drives and a specialized storage system.

Schwartz claims Sun doesn't want to sue Network Appliance. But, since NetApp and Sun can't reach agreement to settle the matter out of court, Sun is forced to countersue NetApp.

Sun's countersuit will be what might be viewed by NetApp as the nuclear option of patent litigation. Sun will, according to Schwartz, request a permanent injunction removing all of NetApp's data storage system products from the market. Sun will also look closely at the terms and conditions of the original Network File System (NFS) licence from Sun, upon which NetApp was founded, presumably with a view towards means to invalidate or revoke NetApp's NFS licence. And, Sun will ask the court to award substantial monetary damages.

There's more at the L'Inqs below, including Groklaw commentary on this litigation, the search for prior art to invalidate patents, and the evils of software patents in general. ยต

L'INQS
Jonathan Schwartz's bog
Groklaw

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Comments
This article is wrong on so many points

that it's difficult to know where to begin - so I'll just address them in the order in which they appear:

1. NetApp's 'excuse' was a bit more specific than you suggest: it was Sun's demand for $36.5 million from NetApp to license patents that NetApp denied it was infringing, combined with Sun's refusal to consider the alternative of a licensing exchange based on the patents that NetApp believes that ZFS is infringing. Asking a court to resolve the matter rather than allowing Sun to continue brandish this threat was entirely reasonable and the act of a firm confident of its legal position

2. ZFS offers only modest, rather than compelling, advantages over using existing open-source file systems "to replace expensive, proprietary data storage systems" - and in several identifiable areas (small parallel accesses to parity RAID, for example) pays a performance price in return. Industrial-strength file systems from IBM (JFS) and SGI (XFS) have for many years now supplemented the respected ext2/3fs Linux file systems in providing very credible open source file storage platforms: suggesting that ZFS's respectable but in truth marginal new features significantly change the landscape in this area rather than modestly extend its reach is poppycock. Open source solutions are largely limited to low-end file servers primarily because providing turnkey high-end file service requires a lot of specialized support that most corporations find it well worth paying for (and, again, while ZFS offers a bit of help here it addresses only a small part of the total).

3. Considering that Sun refused to consider NetApp's proposal to cross-license, flat-out denied that ZFS infringed upon NetApp's patents, and demanded $36.5 million from NetApp (see http://www.netapp.com/go/Sun%20Lawyer%20Email.pdf, and read it *very* carefully since the 'demand' is couched quite innocently if you manage to ignore the use of the key word 'defense' - which makes it clear that the writer understands that some kind of defense from NetApp will likely be required), Schwartz's contention that "Sun attempted to avoid litigation with NetApp over ZFS" rings rather hollow.

4. You appear seriously confused in your contention that "once the open source cat's out of the bag, it's out." The issue under discussion here is not secrets but patents (which in a way are the antithesis of secrets: in order to acquire patent protection, you must make the details of the invention public). If NetApp's patents are applicable and enforceable it won't matter how widely Sun has distributed ZFS or under what license: NetApp can legally prohibit its use (and the use of the protected technology) unless users meet reasonable NetApp licensing terms.

One certainly must give Schwartz credit for one thing: he's managed to manipulate a very vocal (though it's not clear exactly how significant) portion of the open source community into taking a strong position in what is in fact a relatively mundane inter-corporation patent squabble. It's usually the case that True Believers make the best patsies, and all a canny corporate honcho has to do is find a way to create an "us vs. them" perception to gain an unpaid, strident group of supporters. Like Mulder, they *want* to believe and vigorously resist any information that might interfere with that desire - so a number of supposedly technically-competent people have jumped onto the ZFS hype bandwagon that Sun has been energetically pushing, especially given the open-source halo that Sun is attempting to endow ZFS with despite the difficulties in reconciling its license with the GPL.

Of course, not all open-source advocates are that gullible - see, for example, Linus's view of several aspects of this matter: http://lkml.org/lkml/2007/6/12/232

posted by : Bill Todd, 28 October 2007 Complain about this comment
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